Sound Point Meridian Capital files 8-K with Q3 NAV and income estimates

NEW YORK, October 9: Sound Point Meridian Capital, Inc. filed a Form 8-K with the U.S. Securities and Exchange Commission disclosing its management's unaudited estimate for net asset value per share of common stock as of September 30, 2026, at a range between $9.04 and $9.14.

The company, which is headquartered at 375 Park Avenue in New York, New York, provided the figures in an Item 8.01 report dated October 9, 2026. The filing was signed by Ujjaval Desai, the company's Chief Executive Officer. Sound Point Meridian Capital is incorporated in Delaware and maintains its principal executive offices on the 34th floor of the Park Avenue building.

In addition to the net asset value estimate, management provided unaudited ranges for the quarter ended September 30, 2026. The estimated net investment income for the period was between $0.24 and $0.32 per share of common stock. Concurrently, the estimated realized loss for the same quarter fell between $0.68 and $0.60 per share of common stock.

The registrant's common stock, which carries a par value of $0.001 per share, trades on the New York Stock Exchange under the symbol SPMC. The company also lists two classes of preferred stock on the exchange: the 8.00% Series A Preferred Stock due 2029, trading as SPMA, and the 7.875% Series B Preferred Stock due 2030, trading as SPME.

The Form 8-K was filed pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. The document identifies the company's Commission File Number as 99-3083840 and its IRS Employer Identification Number as 811-23881. The filing did not check any boxes indicating it was intended to satisfy obligations under Rule 425, Rule 14a-12, Rule 14d-2(b), or Rule 13e-4(c). Additionally, the company did not indicate that it qualifies for the status granted to smaller issuers under specific rules of the Securities Act of 1933 or the Securities Exchange Act of 1934.

The report states that the earliest event reported occurred on October 9, 2026. The financial estimates presented are explicitly labeled as unaudited management estimates. The realized loss figures are presented in parentheses to denote negative values per share.